Regulators Want Firms to Ramp Up Fintech Accountability Reviewed by Momizat on . Officials at the SEC and FINRA have been talking a lot lately about how they have been ramping up their use of sophisticated technologies to root out questionab Officials at the SEC and FINRA have been talking a lot lately about how they have been ramping up their use of sophisticated technologies to root out questionab Rating: 0
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Regulators Want Firms to Ramp Up Fintech Accountability

Posted date: December 19, 2017 In: QuickPress

Officials at the SEC and FINRA have been talking a lot lately about how they have been ramping up their use of sophisticated technologies to root out questionable conduct among the firms they regulate.  It turns out that they are expecting advisors and brokers to do the same.

To read the full article in FinancialPlanning, click: Regulators Want Firms to Ramp Up Fintech Accountability.

The National Association of Certified Valuators and Analysts (NACVA) supports the users of business and intangible asset valuation services and financial forensic services, including damages determinations of all kinds and fraud detection and prevention, by training and certifying financial professionals in these disciplines.

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