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    Advisor Gets Prison Time After Pleading Guilty to Bilking Client for $911K

    January 10, 2018

    A financial planner who admitted to defrauding his client out of nearly $1 million through a signature-forging scheme received a prison sentence of four-and-a-half years.  William P. Carlson Jr. pleaded guilty to mail fraud in the U.S. District Court in Chicago and agreed to pay restitution of $911,000 in connection with the five-year scam. To read the full article in FinancialPlanning, click: Advisor Gets Prison Time After Pleading Guilty to Bilking Client for $911K.

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  • Practice Management - QuickPress

    Defining Practice Management: The View from Inside

    May 25, 2012

    The June issue of Investment Advisor includes a story on practice management that features an interesting graphic:

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