IBDs in Slow-Footed Race to Let Advisors Text Clients Reviewed by Momizat on . Firms largely ban texting, even for logistical purposes, amid guidance from FINRA that all business communications must be “retained, retrievable, and supervise Firms largely ban texting, even for logistical purposes, amid guidance from FINRA that all business communications must be “retained, retrievable, and supervise Rating: 0
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IBDs in Slow-Footed Race to Let Advisors Text Clients

Posted date: February 21, 2018 In: QuickPress

Firms largely ban texting, even for logistical purposes, amid guidance from FINRA that all business communications must be “retained, retrievable, and supervised.”  Securities America this week became the first of the top 10 largest IBDs to announce a program allowing its advisors to text clients.

To read the full article in FinancialPlanning, click: IBDs in Slow-Footed Race to Let Advisors Text Clients.

The National Association of Certified Valuators and Analysts (NACVA) supports the users of business and intangible asset valuation services and financial forensic services, including damages determinations of all kinds and fraud detection and prevention, by training and certifying financial professionals in these disciplines.

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