SEC Accuses Advisor of $5M Ponzi Scheme Reviewed by Momizat on . The SEC has charged an advisor and his wholly-owned RIA firm with operating a nearly $5-million Ponzi scheme that defrauded scores of investors over almost a de The SEC has charged an advisor and his wholly-owned RIA firm with operating a nearly $5-million Ponzi scheme that defrauded scores of investors over almost a de Rating: 0
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SEC Accuses Advisor of $5M Ponzi Scheme

The SEC has charged an advisor and his wholly-owned RIA firm with operating a nearly $5-million Ponzi scheme that defrauded scores of investors over almost a decade, according to the regulator’s complaint filed in federal court.

To read the full article in Financial Planning, click: SEC Accuses Advisor of $5M Ponzi Scheme.

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