SEC Accuses Advisor of $5M Ponzi Scheme Reviewed by Momizat on . The SEC has charged an advisor and his wholly-owned RIA firm with operating a nearly $5-million Ponzi scheme that defrauded scores of investors over almost a de The SEC has charged an advisor and his wholly-owned RIA firm with operating a nearly $5-million Ponzi scheme that defrauded scores of investors over almost a de Rating: 0
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SEC Accuses Advisor of $5M Ponzi Scheme

Posted date: September 19, 2018 In: QuickPress

The SEC has charged an advisor and his wholly-owned RIA firm with operating a nearly $5-million Ponzi scheme that defrauded scores of investors over almost a decade, according to the regulator’s complaint filed in federal court.

To read the full article in Financial Planning, click: SEC Accuses Advisor of $5M Ponzi Scheme.

The National Association of Certified Valuators and Analysts (NACVA) supports the users of business and intangible asset valuation services and financial forensic services, including damages determinations of all kinds and fraud detection and prevention, by training and certifying financial professionals in these disciplines.

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